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The lecturer of foreign
languages O.R. Babiy
Bukovinian State Medical
University
The Theory and the Types of Politeness
The theory
of linguistic politeness has been in the focus of linguists for more than three
decades and is separated as an independent direction of pragmalinguistics. Politeness is understood as a strategy of
verbal behavior, which is appropriate in a particular speech situation in
accordance with norms, and cultural features of a particular society. The theory of politeness
has already been investigated by many foreign and Ukrainian scientists with the
aim of defining different aspects of politeness (G. Lakoff, John. Leach, G.
Kasper, P. Brown and S. Levinson, A. Vezhbytska, A. Meyer, R. Marquez, LA
Aznabayeva, YD Apresyan, VN Arinshteyn, NS Aristova, LI Baykova, AV
Bessarabenko, SY Glushkov, YB Kuzmenkova, TV Larin, MV Lisyenko, NP
Savoyskaya and others). A lot of ideas about the concept of
"politeness" existed in the different historical period. Science of
the 20th century comes to an
understanding that politeness as verbal
and nonverbal behavior is used to create a favorable tone of communication, to
demonstrate a desire to establish friendly relations or to develop which are
existed, to prevent or resolve the conflict situations [4, c. 97]. Therefore, politeness allows us to be in harmony
with each other, which is very important in every human community. Politness
also
can be seen as a social norm imposed by society and
some persons are forced to demonstrate their
civilization and culture. Also the contrast
between private and social is very important:
those actions which a person can do in his private life may
be unacceptable in social life [4, c. 97]. Politeness is very universal and can be observed as
the norm in all
cultures. But it is very important to say that despite of
this university the displays of politeness and the ways of its realization are
different. In general, for the English
culture and the Western world politeness is closely related to behavior typical
of a particular social location and a particular social group: being polite is
to live by following generally accepted norms of behavior [4, c. 97]. So, as an
ethical category politeness is considered as: 1)
a social phenomenon; 2)
social norms, conventions which are imposed on society and forces its members
to demonstrate their civilization and culture. The
definition of politeness in linguistics is very actual nowadays. Richard James
Watts devoted a lot of his works for deeply studying of this category. He
developed the theory of politeness, according to which he delineated the concept
of politic behavior («reasonable behavior" - appropriate, expected in this
situation), which he built by himself, and politeness (actually
"courtesy"). For example as members of verbal
interaction, we are able to determine what behavior at given moment interaction
is relevant, and we tend to play it in the right context. According to Watts,
in a situation where other people have taken the place specified in our
tickets, most of us start a conversation with them saying, for example, such
words: “Excuse me. I think you're sitting in our seats.” This speech can be
considered polite behavior, but on the other hand, it is expected and
appropriate in this situation, unlike the polite: “I'm sorry to bother you, but
would you very much mind vacating our seats?” Thus, politic behavior is that
behavior which the participants construct as being appropriate to the ongoing
social interaction [5, ñ. 257]. Today, not only the definition of linguistic politeness, but also its
typology are discussed. There are such types of politeness on the typological level (the terms in English provided by P. Brown and S. Levinson [1; 2]): – Bald
On-record politeness – this strategy is used in the situations where people
know each other and in the emergencies. In these cases, to save face is not a
priority. The interviewer may shout, make noise if he sees that someone is in
danger. In addition, this strategy characterizes everyday conversation. – Off-record
politeness – this type of politeness is more indirect. Speaker
does not impose his point of view to the interlocutor. As a result, there is no
direct threat to the face. This strategy often requires the listener's
interpretation of the words of the speaker. –
Positive politeness – this strategy
attempts to minimize the threat to the positive face of the audience. This can
be done by showing attention to the needs of the audience, speaking indirectly
and avoiding disagreement using humor and optimism, offering and promising. It
is connected with the expression of solidarity, the inclusion of the
interlocutor and other people in one group with speaker, informal appeal, the
use of jargon, slang, code switching, ellipsis. – Negative politeness – this strategy attempts to minimize the threat
to the negative face of the audience. An example of negative politeness: the
speaker requires something from the listener, but tries to keep his right to
refuse. This can be achieved through the indirect requests, indirect answers,
apologies and to minimize an imposition. Everything is done for the
demonstration of respect, independence and the desire to avoid conflict. So, Negative
politeness is avoidance-based and Positive politeness is approach-based [1]. Positive politeness
is associated with linguistic expression of solidarity, including the interlocutor
and other people in the same group, while negative is associated with the
desire to avoid conflict. Each of these strategies of politeness is a system by
which the objectives of polite communication can be achieved. Different types of strategies are
associated with different speech acts. Thus, positive politeness strategies are
associated primarily with expressive (congratulations, gratitude, evaluation,
compliment etc.). Negative politeness strategies are closely related to the
speech acts in which the speaker performs communicative pressure on the
interlocutor. Among the facilities of negative politeness P. Brown and S.
Levinson singularize the apology, linguistic and
non-linguistic respect, softening of the tone and mechanisms of
depersonalization. J. Felix-Brasdefer distinguishes two types of politeness: first-order
politeness or politeness 1 and the second order politeness or politeness 2.
First order politeness is defined as a
politeness, that is perceived by the members of different cultural groups, and
the 2nd order politeness - as a theoretical construct or scientific
conceptualization of the politeness 1 [3, ñ. 10]. 1st
order politeness consists of three
types: 1)
expressive politeness 1 - a linguistic speaker’s politeness. It is fixed in the
language, reflecting the polite intents
of the communicators and can be realized through the use of specific
applications, means of expressing the respect, conventional formulas like
'thank you', 'excuse me', 'please' and various linguistic means ('please',
conditional sentences ) for example, to mitigate the direct illocutionary power
of the request or to reduce the negative effect of failure; 2)
classificational politeness 1 - refers to the understanding of politeness as a
categorical instrument, it covers the judgments about the polite / impolite behavior of the listeners and others; 3)
metaphorical politeness 1 - refers to that how people talk about politeness in
everyday communication and what they perceive as politeness in different
practices of the interaction. Politeness 2 refers to
scientific conceptualization of politeness 1and is the theory of the universal principles that govern human
interaction
[3]. The
topicality of this article is stipulated by the orientation of modern
linguistics to the problems of pragmalinguistics and especially to the theory
of communication. A
person is a social creature, that’s why communication, especially verbal, is
very important. Politeness is that characteristic of
human speech that guarantee the peaceful coexistence of individuals in society.
Bibliography:
1. Brown P. Politeness: Some Universals in Language Usage / P. Brown, S.
Levinson. – Cambridge : Cambridge University Press, 1987. – 345 p.
2. Brown P. Universals in language usage : Politeness phenomena / P. Brown,
S. Levinson // Questions and Politeness: strategies in social interaction; ed.
by E.N. Goody. – Cambridge : CUP. – 1978. – P. 59–290.
3. Felix-Brasdefer J. C. Politeness in Mexico and the United States: a
contrastive study of the realization and perception of refusals / J. Cesar
Felix-Brasdefer. – Amsterdam : John Benjamins, 2008. – 195 p.
4. Huang Y. Politeness Principle in Cross-Culture Communication / Yongliang
Huang // English language Teaching. – 2008. – Vol. 1, No. 1. – P. 96–101.
5. Watts R. J. Ðoliteness / R.
J. Watts. – Cambridge : CUP, 2003. –
318 p.