Associate professor,
Abduova B.S.
L.N.Gumilyov Eurasian National University, Kazakhstan
Associate professor,
Konuratbayeva Zh.M.
L.N.Gumilyov Eurasian National University, Kazakhstan
Some
aspects of SCIENTIFIC POTENTIAL OF KAZAKHSTAN AS A DEVELOPING COUNTRY
Funding of science. An
important indicator reflecting the level of scientific and technological
potential and the dynamics of its development, is the funding of science. Financially
stable scientific organizations are a necessary condition for conducting
scientific research. In Kazakhstan for1995-2009 years science funding increased
in real terms by 31.4%.
According to the estimates of international experts for the sustainable
development of the country requires that the science funding allocated rom 2
to4% of GDP. The
threshold value of spending on research and development in relation to GDP as
an indicator of economic security is considered to be 2% [1].
Recommended by the International Academic Council spending on science
in developing countries is 1-1.5% of GDP.
In 2009, domestic expenditure on research and
development amounted to 38 988 700 000 tenge, which is 3.5 times more than in
2000. As a result, the share of R & D expenditure to GDP - a key indicator
of scientific and technological potential of the country - in 2009 was 0.24%
compared to 0.18% in 2000. In comparison, the share of expenditure on research
and development in Sweden GDP is 3.8%, Japan - 3.04, USA - 2.64 Germany - 2.44
[2], Russia - 1.2, Ukraine - 0.9 , Belarus - 0.6% [3]. In other words,
Kazakhstan is behind developed countries in this indicator for more than 10 times.
One important source of research funding in almost all
developed countries is the budget. In Kazakhstan, the total domestic
expenditure on research and development in the 2009 budget amounted to 55,2%.
It is obvious that the state should seek to redress the imbalance from the
budget. First of all, it is advisable to limit the budgetary financing of
commercial research projects, ending with the development, users of which are
industrial organizations [4]. No less important indicator of the scientific and
technological potential of the country, are the costs of R & D per capita
in 2000-2009 it grew by 3.2 times.
In U.S. dollar terms the
cost of R & D per capita in Kazakhstan is about $ 16.5 a year. For
comparison, in Russia, R & D expenditure per capita is about $ 70, the U.S.
- $ 892, Sweden - $ 875, Finland - $ 726 per year [3]. As can be seen,
Kazakhstan is behind on this indicator from the developed countries more than
50 times.
An important indicator
reflecting the level and dynamics of scientific and technological potential of
the country is the internal costs of research and development, which are
defined as the difference between the gross expenditure on research and
development and the amount of external costs of research and development. This
figure includes the cost of performing in-house R & D organizations,
including both current and capital expenditures.
Gross domestic expenditure
on research and development of the business sector in Japan is 74.5%, Germany -
67.1% United States - 63.7% [5]. Abroad, the bulk of spending on research and
development is provided by the companies. For the period 2000-2009, the total
budget for financing research and development for all types of organizations in
Kazakhstan amounted to 96 408.3 million KZT.
Material and technical base of science. Effectiveness research, competitiveness and development scientists’ creations depend on the
availability and condition of the material and technical base. Material base of
science include scientific and technological foundations,
research and experimental
facilities and their complexes, national parks and other sites of national importance. The average annual value of the active
part of the scientific and technical sphere of the republic in 2000-2009 grew
much more rapidly than the cost of fixed assets as a result of the share in
2009 was56.3%against 21.6%in 2000.Due to the low spending on science over the
past decade the capital-scientific and technical organizations for 2000-2009increased slightly. To the
scientific potential of the country to work more efficiently, great improvements of the material and technical base,
equipping it with modern scientific
equipment and instruments is necessary
Working resource of science. An
important issue of scientific and technical areas of the country its human
resources, which is an important indicator of the level of development of
science.
The number of workers employed in research and development in
Kazakhstan in 2009 amounted to15.8 thousand people, 10.1million (63.9%)of which
are specialists,
researchers, 2.4 million (15.0%
) -support staff, 1.2
million (7.3%) -technology, 2.2 million (13.8%) - other workers. During the period of
independence, the country structure and composition of personnel science has
undergone significant changes. Number of personnel engaged in research and
development for the period1991-2009decreasedby 2.6times (from40.9 thousand to
15.8thousand people),the largest decrease(from 9.9to 2.4thousandthousands)
underwent support staff-by 4.1 times, research specialists- in2.7 times (from
27.6 thousand to10.1 thousand
people). [4].
Analysis of population dynamics in science sphere
shows that the beginning of the 1990s
was characterized by a significant reduction in staffing of science, since
2000, there has been a tendency to increase. Overall, from 2000 to 2009, the
growth of scientific personnel amounted to 1.04 thousand people, or 7%. Number
of researchers in 2009 compared to 2000 increased by 12.1%, and technicians -
1.7%, support staff - decreased by 9.1%. Outpacing growth in the number of
researchers in comparison to the number of support staff, indicates an
improvement in the structure of employment in research and development.
Due to the rapid transition of Kazakhstan to
innovations it is obvious that the proportion of scientific and technical
personnel in relation to the economically active population should increase.
Currently, the number of employees in the scientific field of the country has a
tendency to decrease. Thus, in 2009, the number of employees engaged in
research and development with respect to the economically active population of
Kazakhstan was 0.19% against 0.21% in 2000. Number of employees engaged in
research and development, in Kazakhstan, 1 million in 2009 was 988, which is
significantly less than in Russia (3319 to 1 million in 2007), Finland (7832),
Iceland (6807) Sweden (5416), Japan (5287), U.S. (4605), Norway (4587),
Australia (3759), Canada (3597), France (3213). [12]
In Kazakhstan high school is a training ground for all
industries, including scientific and technical sphere. At the beginning of
2009/10 school year, there were 148 institutions of higher education with a
total of 610.3 thousand students, 4.8% of which are higher special education,
95.2% - higher basic education (bachelor's degree). Through educational grants
are educated 131.9 thousand people, or 21.6%, due to the state educational
order - 9.9 million people (1.6%) students for a fee - 468.4 thousand people
(76.8%) [6].
Training of highly qualified scientific personnel in
Kazakhstan in 2009 was conducted in 115 organizations that provide training
undergraduates, 102 organizations that train graduate students, and 42
organizations that train doctoral students. The total number of graduate
students was 14 216. The total number of graduate students in 2009 was
228. In 2009 produced 715 of highly qualified scientific personnel, and only
110 of them have defended thesis. The largest number of graduate students in
2009 enrolled in the group "medical science", which accounts for
16.7%. Followed by the total number of post-graduate legal (13.6%), teaching
(12.7%), economic (11.0%), engineering (9.2%), agricultural and historical (by
6.1%), biological - (4.8%) of science. For all other sciences there are 19.8%
of graduate students. At the end of 2009, there were 666 doctoral PhD students, 343 of which received
during the academic year. In 2009, 211
doctoral issued, 125 people of which have defended thesis. The most represented by the number of students in
doctoral degree such as social sciences, economics and business - (27.5%),
engineering and technology - (14.3%), law (8.4%) [7].
Great importance for the
performance of human resources of scientific and technical sphere has a
distribution number of specialists in the Science Sector. The number of
scientists in the academic sector in 2009 compared to 2000 decreased by almost
61 times and 6 times increase in industrial science. The existing structure of
the number of specialists in the science sector is primarily due to the
Presidential Decree (March 2003), under which the National Academy of Sciences
has acquired the status of the republican public association with the transfer
of academic institutions under its supervision, the line ministries. [8] As a
result, in 2009, more than 58.8% of all scientists are concentrated in
industrial science. The institutes of academic areas and universities, where
research is primarily focused on fundamental studies are currently working 4.6
thousand, or 29.1% of the body of scientists and specialists in the country.
Changes in the number of researchers by type of institutions of science in
2000-2009 was uneven. Most of the employees engaged in research and development
in 2009 are still concentrated in research organizations and higher education -
78.7% (2000 - 94%). The share of employees engaged in research and development,
scientific research institutes has decreased from 64.4% in 2000 to 50.2% in
2009, the share of workers in higher education decreased from 29% in 2000 to
28.5% in 2009. At the same time there was a noticeable increase in the number
of scientific workers in other organizations - their share increased from 0.3%
in 2000 to 10.2% in 2009, i.e an outflow of scientists from research
organizations in other companies scientific and technical areas.
During this period (2000-2009)the
positive trend was the rapid growth of
the number of doctors compared with PhDs in the total number of highly
qualified specialists. Thus, while in2009 the number of doctors has increased
by 41.4% compared to
2000, the number of candidates
decreased by1.5%.
In the structure of employees
engaged in research and developmentin2009 compared to 2000 saw an increase in
the proportion of persons aged under 45 years, ensuring the continuity of
scientific generations.
Considering the overall change in the structure of the scientific staff
of the country by age, it should be noted that the trend of aging personnel science
still remains: for the period2000-2009, the number
of researchers over 65 years has decreased from1141to 967people, or15,2%.
Scientific and technical
work. During the analyzed period there were significant changes in the
distribution of the total amount of scientific and technical work (STR TP).
Thus, in 2000 91.2% of the STR TP performed at the Research Institute and
universities, and in 2009, their share in total STR TP was 71.0% due to the
decline in R & D work carried out by 20.1 Research % and 0.1% for high
schools. The share of the STR TR performed and design and design and
technological organizations, increased from 3.0% in 2000 to 13.0% in 2009.
In the structure of
research in Kazakhstan in 2009, basic research is 11.8%, applications - 64.3%,
research and development - 23.9%. Compared with 2000 (15: 55: 30) structural
proportions in scientific research have not changed significantly for the
better. In economically developed countries, the ratio of basic, applied
research and scientific and technical developments of 15: 25: 60 [16]. The
existing structure of research in Kazakhstan due to the practice of research
funding. As a result, the vast majority of scientific research is "made up
on the shelf" [9] and are not adjusted to give a complete scientific and technical
products, ready for introduction into production. This situation is primarily
due to the deterioration of the situation in the field of industrial science -
an important link scientific and technical capacity, as well as in the design
and design and technology
organizations in the
country.
Analysis of the scientific
and technical work performed by ownership, shows that in 2009, 52.8% of the
work was carried out in the institutions of private property, 47.1% - state
property. The impact of scientific and technological
activities. One of the most important indicators of the effectiveness of
research and development is the patenting activity. The total number of issued
protection for an invention in 2009 was 1687 (including national applicants -
92.6%, foreign applicants - 7.4%), which is higher than in 2000 by 4.3%. In
2009, the highest number of applications for the grant of protection for an
invention foreign applicants from the U.S., Germany and Russia. The leading
place in the number of patent applications in 2009 belonged to Almaty (48.9%),
second place - Astana (9.9), third - East Kazakhstan region (8.7%), which is
associated with the largest number of research institutions and universities in
their territory.
In recent years,
Kazakhstan has done extensive work to harmonize national patent laws in line
with modern international standards. This contributed to the fact that
Kazakhstan is attractive for both domestic applicants innovations, and for
applicants from near and far abroad. [10]
However, despite the increased demand for patents,
patent deals on the market are still not well developed, primarily because of
low motivation of scientists to create inventions, the weak link between
production and research organizations.
References:
1. http://un.by/ru/undp/belarus/report/reportrb/pub/2.
2. Vertyachiy A.
Blooming "cactus" innovation. 2007. ¹ 168. Sept. 10 / http / innovprom.spb.ru.
3. www.cisstat.com.
4. Matushkov B. S &
T and innovation as an instrument of national priorities / / Science and
Innovation. Special issue (57). 2007.
5. Pavlenko Yu Science
and research potential as a source of knowledge: the organization and
management of R & D / / Problems of the theory and practice of management.
2008. Number 11.
6. Higher education
institutions of the Republic of Kazakhstan at the beginning of 2007/2008
academic year / Stat. Bull. Almaty: Statistics Agency. 2008.
7. Training of the
highest qualification in the Republic of Kazakhstan.2007/Stat.byul. Almaty:
Statistics Agency, 2008.
8. On the implementation
of the Decree of the President of the Republic of Kazakhstan on March 31, 2003
¹ 1051 "On the reorganization of the State Institution" The National
Academy of Sciences of the Republic of Kazakhstan "/ Collection of Acts of
the President of the Republic of Kazakhstan and the Government. 2003. Number
27.
9. Bekturganov N.
Technologies lift / / KazakhstanPravda, June 25. 2009.
10.
Annual Report of the National Institute of Intellectual Property of the
Republic of Kazakhstan. Almaty,
2008.