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Doctor of law, Professor
Suleimenova S.Zh.
Doctor PhD
Askarova A.O.
Kazakh National University of al-Farabi,
Almaty, Republic of Kazakhstan
The
concept and components of the mechanism of realization of norms of the water
law
Water
(water objects, water resources) together with other natural resources make a
material basis of the sovereignty of the Republic of Kazakhstan. Welfare
of the people and country condition depend on how they will be used appreciably.
However, as a result of the irrational attitude to natural resources, now
the water problem has become one of the most important and difficult scientific
and technical problems. Its negative social and economic consequences connected
with accruing deficiency of water resources more and more shown in many regions
of the republic sharply. This circumstance demands cardinal changes at all
levels of the rational attitude to water, an accurate regulation of relations
on usage and water protection , workings out theoretical problems of legal
regulation of all life aspects of water management. As the right
possesses property to fix developed public relations and to establish
frameworks of behavior of participants of these relations, any aspect of
a problem of rational usage and water protection is reflected in the rules of
law corresponding to requirements directed on water protection. From this point
of view, rules of law are one of operating methods on realization of the
technical, economic and other measures directed on rational usage and
protection of waters. Unfortunately, till now the water legislation influenced
the condition of water objects poorly and the economic results received at
their operation. The law doesn't provide real and enough concrete legal
consequences when those or other persons supposed only the consumers’ attitude
to water resources. The water legislation was limited in most cases to that in
the general form demanded the rules regulations in usage of water objects,
water economic and hydraulic engineering constructions. But these rules were
not supported by necessary legal means which would be made by their obligatory
solution. Elimination of these and other lacks is reflected in the Water code
of the Republic of Kazakhstan accepted in 2003. Certainly the Water code
doesn't solve all problems of regulation of water relations, maintenance of
rational use and water protection. Therefore, it is necessary to develop the
whole package of the statutory acts directed on a concrete definition and
development of norms of the Water code of Republic Kazakhstan. So, further
study of questions of development and perfection of the water legislation in
particular problems of the mechanism of realization of norms of a water law
have great value.
The
mechanism of realization of norms of law is a constituent element of the
mechanism of legal regulation. Research of the mechanism of legal regulation is
one of the basic problems of modern jurisprudence. During working out of the
given problem S.S.Alekseev's works, in particular its monographies «the
Mechanism of legal regulation in the socialist state» and «Theory of Law» where
it is noticed that the category «the mechanism of legal regulation» is
defined in the theory of the state and the right for presentation of the
movement moment and functioning of the legal form. But in some time the
category «the mechanism of legal regulation» began to be used in other aspect
as «the mechanism of creative law», «the legal mechanism of management». According
to I.P.Slobodjanjuk, I.V. Makagon now the concept «the mechanism of legal
regulation» is applied as a way of functioning and system of applied
means, as a legal superstructure in a system "working" kind [1, with.
163]. Concept «the mechanism of legal regulation» derived from the
concept of legal regulation. N.G.Alexandrov defines legal regulation as carried
out by means of system of legal means (legal norms, legal relationship,
individual instructions, etc.) productive, is standard-organizational influence
on public relations for the purpose of their streamlining, protection and
development according to public requirements [2, with. 548]. Apparently,
S.S.Alexeyev defines legal regulation through legal influence. However, not any
legal influence makes the mechanism of legal regulation. But the concept of the
mechanism of legal regulation is not the concept of the mechanism of legal
influence. The concept "influence" is wider than
"regulation", M.N.Marchenko notices that the influence included
both regulation by means of the certain rule of law, and other legal means and
forms of influence on people’s behaviour [3, with. 435]. S.A.Komarov
includes legal consciousness, legal culture, legal principles, creative law
process in the mechanism of legal influence along with the mechanism of legal
regulation [4, with. 177-178]. Difference of legal influence from legal
regulation consists that legal influence is a part of social influence. As
cultural and information value, the right defines a direction of human
activity, enters it into the general frameworks of civilized public relations.
In this sense legal influence is wider than legal regulation of public
relations. Feature of legal regulation consists in realization by means of the
edition of obligatory norms of behavior. Here is the art of law creative bodies
is shown, their ability to consider real possibilities and to expect coming
consequences. However, level of the mechanism of legal regulation depends not
only on legislation condition, - considers A.I.Bobylev [5, 106 with.]. It is
important to realize in practice the adopted laws. Therefore the question
on the mechanism of realizations of norms of the law arises sharply». In our
opinion, it is one of essential problems of the domestic right in which decision
each member of a society should be interested. A.V.Malko specifies that the
purpose of the mechanism of legal regulation is the maintenance of unobstructed
movement of interests of subjects to values, i.e. guaranty their fair
satisfaction. Proceeding from it, it defines the mechanism of legal regulation
as the system of the legal means organized in the most consecutive image with a
view of overcoming obstacles, interests of legal subjects getting in way of
satisfaction [6, with. 627]. V.N.Hropanjuk gives the concept of the mechanism
of legal regulation - it is a system of legal means which helps orderliness of
public relations in accordance with the purposes and lawful state problems [7
is carried out, with is more short. 384]. In our opinion, analyzing mentioned
all above, the mechanism of legal regulation is understood as the set of legal
means taken in unity which helps the state carries out legal influence on
public relations in the direction wished for it. In the mechanism of legal
regulation of S.S.Alexeyev allocates structure of legal regulation which is
characterized, first of all, by methods and ways of regulation. The method or a
combination of methods of legal regulation is inherent in each branch of the
law. In the theory of legal regulation it is accepted to allocate two methods
of legal influence: 1) the method of the decentralized regulation constructed
on coordination of the purposes and interests in the public relation and
applied in sphere of branches of private law; 2) the method of the centralized,
imperative regulation based on relations of the subordination between
participants of public relations and used in public - legal branches. Means of
legal regulation are the ways of legal influence expressed in legal norms and
other elements of legal system. S.S Alexeyev allocates next means of legal
regulation: the permission - granting to persons the right to their own active
actions; prohibition - putting on persons of a duty to abstain from fulfillment
of actions of a certain sort; positive obligation - putting on persons of a
duty of active behavior (something to make, transfer, pay) [8, with. 152].
V.V.Lazarev names the same ways of legal regulation, but in a bit different
sequence: positive obligation; permission; prohibition. Thus he specifies that
the method is a set of legal ways of legal regulation, and ways are some kind
of «a building material», «legal substance» making a method [9, with. 40].
Hence, process of legal regulation in each specific case is various - depending
on performance of legal duties - voluntary or under duress.
For
understanding legal regulation its subject or sphere of legal regulation has
essential value. A subject of legal regulation are various public relations
which objectively, by the nature, can give in to is standard-organizational
influence. The sphere of legal regulation includes various groups of public
relations: 1) relations of people on an exchange of values; 2) relations on
imperious management of a society; 3) relations on the law and order maintenance,
arising from infringement of the rules regulating behavior of people in two
above-stated spheres. The sphere of legal regulation isn't invariable and
constant, it can extend at the expense of occurrence of new relations (the
relation in ecology sphere) or to become at the expense of refusal of right
usage in different areas of public relations. Features of the maintenance of
legal regulation in many respects depend on the maintenance and character of a
subject, and from here and features the structure of the law. It can be
property, ground, water, administrative, organizational and other relations.
V.V.Lazarev specifies a question on the sphere and limits of legal regulation.
He notices that their correct definition is necessary to exclude usage of legal
tools in spheres of the people interaction demanding other means of social
regulation. From the above mentioned it is possible to draw a conclusion that
the concept of the mechanism of legal regulation allows not only to gather the
phenomena of the legal validity - norms, legal relationship, the legal
certificates participating in legal influence, and to present them as integrity
in a system-influencing kind that characterizes productivity of legal
regulation; to reveal in this connection specific functions which carry out
different legal phenomena in legal system, to show their communication and
interaction among themselves. According to V.M.Syrykh it is debatable the
considered position of understanding of the mechanism of legal regulation as
the set of the legal means used in the course of legal regulation of public
relations. [10]. It proves the sights that one of main principles of the
scientific analysis of difficult systems, mechanisms demands to consider
investigated object, the phenomenon in interrelation, interaction of parts
making it. Only at such approach it is possible to establish components what
their functions are, how much effectively operate and mechanism work as a whole
as uniform complete formation is how much productive. Studying of a structure
of the mechanism at the level of parts making it is incomplete.
Therefore, to receive true representations about the mechanism of legal
regulation, its ability to act in this quality should consider as much as
possible full all its components, and also to take them in interrelation and
interaction. At such methodological requirements the mechanism of legal
regulation can be considered as the difficult system consisting of legal means,
the subjects who are carrying out the legal regulation or legal activity, and
legally significant results of their activity. Thus the uniform mechanism of
legal regulation in compliance with stages of legal regulation is subdivided
into three components: the mechanism of creative law, the mechanism of
realization of norms of the right and the mechanism of the state compulsion.
Each mechanism operates at the stage of legal regulation – law creativity, law
realization and application of legal responsibility - and is characterized
specific, only to it by inherent legal means. The mechanism of legal regulation
finds the realization through the mechanism of influence of the right to public
relations. Originally the idea of the mechanism of influence of the right to
public relations was put forward by N.G.Alexandrov [11]. The certain
contribution to working out of questions of the mechanism of legal regulation
was brought by P.E.Nedbajlo, A.S.Pigolkin, M.P.Lebedev, N.I.Matuzov and a
number of other scientists-lawyers. But the given idea has got the developed
substantiation in the works of Professor S.S.Alekseyev. His offered
construction in the subsequent hasn't undergone essential changes. According to
stages of legal regulation S.S.Alexeyev allocates three basic elements (links)
in the mechanism of legal regulation: 1) legal norms; 2) legal relations; 3)
certificates of realization of the rights and duties. A facultative element are
the certificates of application of the right. Such representation about
structure of the mechanism of legal regulation widespread, but isn't the only
thing, there are other points of view. So, A.V.Malko allocates following basic
stages and elements of legal regulation: 1) norm of the right; 2) the legal
fact or actual structure with such solving fact, as organizational - executive
law-applied certificate; 3) legal relationship; 4) certificates of realization
of the rights and duties; 5) guarding law-applied certificate (a facultative
element) [12, with. 14-18]. At the first stage the rule of behavior which is
directed on satisfaction of those or other interests being in sphere of the
right and demanding their streamlining is formulated. Here not only the focus
of interest and accordingly legal relationship in which frameworks their
realization will be lawful is defined, but also obstacles to this process, and
also possible legal means of their overcoming are predicted. The named stage is
reflected in such element of the mechanism of legal regulation, as norms of the
law. However, some researchers don't recognize behind the legal facts of the
status of an independent element of the mechanism of legal regulation,
believing that value of the legal facts is reduced providing transition from
one stage of legal regulation to another. Legal fact itself, - writes, for
example, U.I. Grevtcov, - is vital circumstance with which the norm of the
right connects occurrence, change or the termination of legal relationship
[13]. Independence of the legal facts in the mechanism of legal regulation,
according to V.B.Issakova, it is predetermined that they are connected not only
with legal relationship, but also with other elements of the mechanism of legal
regulation [14]. Correct fastening of the legal facts in hypotheses of legal
norms is one of the problems facing law creative bodies by working out
regulatory legal acts. Full, exact and authentic establishment of the legal
facts is the necessary precondition for application of rules of law. The role
of the legal facts in the mechanism of legal regulation, in our opinion, isn't
settled by formation, change and the termination of legal relationship. We
consider that the establishment of kinds of the vital facts by which
significance of the legal facts is attached, is an independent link in the
mechanism of legal regulation as efficiency of application of norms of the right
depends on correct definition of the legal facts. The second stage of process
of legal regulation is reflected in such element of the mechanism of legal
regulation, as the legal fact or actual structure where function of the solving
legal fact carries out operatively - executive law-applied certificate. The
third stage is an establishment of concrete legal communication with division
of subjects obliged. It is a question of legal relationship which evolves from
norms of the right and in the presence of the legal facts and where the
abstract program is transformed to a concrete rule of behavior for
corresponding subjects. The given stage is embodied in such element of the
mechanism of legal regulation as legal relationship. E.G.Lukjanova considers,
what exactly in legal relationship, comes to an end standard action of the
mechanism of legal regulation, that actual, real behavior of the subjects, that
result on which the will of the legislator has been directed is provided. In
its opinion, allocation as independent such element of the mechanism of legal
regulation, as certificates of realization of the rights and duties is
represented logically unjustified. If legal relationship to understand as unity
of the legal form and the actual maintenance, - believes E.G.Lukjanova, - this
element of the mechanism of legal regulation will include that as a legal
element - investment of subjects with the rights and duties, and actual -
certificates of realization of the rights and duties [15, with. 91-95]. In our
opinion, on legal relationship the structure of the mechanism of legal
regulation doesn't come to an end, and it is possible to allocate two more
stages. At the fourth stage there is a realization of the subjective rights and
legal duties at which legal regulation reaches the purposes - allows interest
of the subject to be satisfied. Certificates of realization of norms of the
right can be expressed in three forms: observance, execution and usage. In this
case our conclusion correlates with A.S.Ibrayeva's opinion, who gives following
concept in her monographic research «The Theory of State and Right». Forms of
realization of the right:
-
observance is such a form of realization when participants of public relations
don't suppose infringement of laws and other regulatory legal acts;
-
execution - is addressed to participants of relations who are obliged to
execute the instruction of laws, by performance of their instructions;
- usage
- subjects realize the rights given them by the law [16].
At
observance the subject abstains from fulfillment of the actions forbidden by
norms of the law. At discharge of duties the person should be satisfied with
active actions of public interests in protection and not to put obstacles in
any forms. At usage the subject receives the blessing, value, satisfies
personal interests. Thus, it shouldn't interfere with satisfaction of interests
of other persons.
The
fifth stage is facultative. It comes into effect when the unobstructed form of
realization of the right isn't possible and when to the aid of unsatisfied
interest should come corresponding law-applied activity. E.G.Lukjanova
allocates remedially-legal mechanism as an element of the general mechanism of
legal regulation which comes into effect at some stages of the general legal regulation,
in cases of occurrence of obstacles of normal realization of rules of law and
has a guarding orientation. She considers that the remedially-legal mechanism
is dynamic system of legal means which helps guarding activity of the
authorized bodies in area of jurisdiction law appliance is ordered.
E.G.Lukjanova allocates basic elements remedially-legal mechanism, they are:
1)
norms of a procedural right;
2) the
legal facts mediating remedial legal relationship, or remedial actual system;
3) remedial legal relationship (legal process).
Remedially-legal
mechanism possesses a number of the features which research is a perspective
problem of a legal science. Scientific working out of a problem
remedially-legal mechanism would promote increase of efficiency of remedial
regulation of public relations, strengthening and development of the mechanism
of realization of norms of the right. Thus, full studying of structure of the
mechanism of legal regulation, explanation of its elements and their role in
the mechanism of legal regulation is an important step to correct and
effective realization of norms of the right. At the present stage of research
of the mechanism of legal regulation when the new material is saved up in
considerable volume, has ripened necessity as we think, new vision of the
mechanism of legal regulation - in the form of "the volume"
phenomenon. Such phenomenon, which has some cuts, levels and in which means of
legal regulation are built not only linearly (that is characteristic for the
main links), but also in several planes. From the given point of view the
mechanism of legal regulation can be subdivided into such components: the
mechanism of law creativity, the mechanism of realization of norms of the
right, the mechanism of the state compulsion where the guarding orientation is
carried out by the mechanism of remedial regulation. Summing up, it is possible
to notice that the mechanism of realization of norms of a water law represents
set of the standard, institutional and remedial components which interaction is
directed on realization of norms of a water law. The standard component
includes working out and acceptance of standard legal certificates of the
national and international level, fixing priorities and the principles of the
water law and order regulating behavior of subjects of water legal
relationship. The water-rule of law acts as a basis of all legal mechanism of
regulation of water relations. By means of system set of water-rules of law the
standard basis of the mechanism set is created a considered circle of public
relations. As the basic institutional elements of the mechanism of realization
of norms of a water law state structures and their officials allocated with
imperious powers in the decision of water questions act. The remedial component
characterizes mechanism action law application which begins in the presence of
the legal fact, subjective competence and object of legal influence. Only at
the set of these conditions the mechanism of law application starts to
cooperate with physical and the system of communications, relations,
realization of rules of law and the methods directed on achievement of the
purposes of law application arises legal bodies. The research conducted by us
has allowed to define a number of conceptual positions, conclusions on problems
of the mechanism of realization of norms of the water law, directed on
perfection of the current legislation of practice of its application.
It was
set that the problem of water resources contains the considerable potential
creating threat of ecological safety of Republic of Kazakhstan and the states
of the Central Asia. It demands development of theoretic-methodological
approaches to research of a considered problem in a context of a national water
policy. It is established that priority directions in perfection of system of
the legislation in the long term in the field of usage of water objects and
water economic constructions should become: legislative regulation of the
property right to means of production of potable water for the population and
the property relations connected with it; working out and introduction of
standard legal certificates and state standards in the sphere of drinking water
supply.
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3.
General theory of the state and the right. The academic course / Under the
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4.
Komarov S.A. General theory of the right. Ì: the Legal literature, 1982. - P.P. 177-178.
5.
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