Право/2. Административное и финансовое право
B.A. Sarbassov teacher
of "Legal regulation of economic relations", Master of Law
Karaganda еconomic university of Kazpotrebsoyuz,
Kazakhstan
Comparative
characteristics of the concepts of control and supervision by the legislation
of the Russian Federation and the Republic of Kazakhstan
State control and supervision are essential functions of government,
aimed at achieving the goals of management, the solution of problems faced by
the state. Relevance of the chosen topic is due not only to public policy, but
also the needs of the theory and practice of administrative law. In theory,
there is no law comparative, structural and functional analysis of the
legislation on the control and supervision of Kazakhstan and Russia, and there
is still no clear distinction between the concepts of 'control' and
'surveillance'. These factors lead to problems of enforcement in practice, the
duplication of public authorities, or neglect of their duties.
In
the current context of modernization States (Russian Federation and the
Republic of Kazakhstan) is becoming increasingly important the smooth
functioning of the monitoring and supervision in all aspects of society. The
control and supervisory legal form of dynamism give the necessary
transformations taking place in the countries (the Customs Union between the
Republic of Kazakhstan, the Republic of Belarus and the Russian Federation),
becoming one of the decisive factors of the real deepening of democracy, the
rule of law and building a civil society.
In
the ordinary sense of the word "control" and "supervision"
- a word - synonymous. By definition, an explanatory dictionary of the Russian
language "surveillance" - monitoring to supervision, inspection, and
"control" - check, as well as constant monitoring in order to review
or oversight. Based on this understanding, the concept of "control"
and "supervision" is difficult to distinguish.
If we talk about the problem of the relation of these concepts, it is
safe to say that the legislation of the Russian Federation does not have a
clear distinction between "control" and "supervision". This
problem can be seen in the Russian Federation Law "On protection of
entrepreneurs in the exercise of state control and supervision (municipal control)."
So try to determine the relation of these concepts.
According
to the Russian Federal Law № 294-FZ of the definition of "state control
(supervision)," reads as follows: the activities of the bodies of both the
federal level and the subjects of the Russian Federation, which means
activities aimed at the prevention, detection and suppression of violations of
legal persons, their leaders and other officials, individual entrepreneurs,
their duly authorized representatives of the requirements established by the
federal law, other federal laws and in accordance with, other legal acts of the
Russian Federation, laws and other normative legal acts of the Russian
Federation, by organizing and conducting inspections of legal persons,
individual entrepreneurs, decision-laws of the Russian Federation to eradicate
and (or) eliminate the effects of violations, as well as the activities of
these authorized agencies of the government to systematically monitor the
implementation of the mandatory requirements, analysis and forecasting of the
state of implementation of mandatory requirements in the implementation of
legal entities and individual entrepreneurs. As we can see, the Russian
legislator concept of "state control" and "government
supervision" were not delineated.
According to the legislation of the Republic of Kazakhstan "On
State Control and Supervision" of January 6, 2011 № 377-IV SAMs
(hereinafter - the Law of the Republic of Kazakhstan № 377-IV) the concept of
"state control and" government supervision "were delineated.
The
Law of the Republic of Kazakhstan № 377-IV, in Article 1 defines the concept of
"state control" as the activity of the public body for inspection and
monitoring of audited entities for their compliance with the requirements
established by the legislation of the Republic of Kazakhstan, in the
implementation and the results of which measures may be applied the nature of
law enforcement character without prompt response.
"State supervision" - the activity of public authority to
verify and monitor compliance with legal requirements of the audited entity of
the Republic of Kazakhstan, in the implementation and the results of which may
be subject to measures the nature of law enforcement, including prompt
response.
Also
note that the Kazakh legislator was not a definition of the concept of
"measures the nature of law enforcement", we believe that this is an
important omission of the legislator, as this concept is important in
determining the impact of the measures for the administrative offense inspected
entities.
In our opinion, the measures ofthe nature of law enforcement are used by
state control and supervision bodies are not associated with an administrative
offense and examples of such measures may include: loss of license, restricting
opportunities to engage in certain activity, the arrest, that is all that
limits the rights of man, to engage in certain business activities. If we consider the federal laws, Decrees of the
Government and other regulatory legal acts of Russia, we can observe an
interesting consolidation of concepts under consideration For example, we are considering the Federal Law №
294-FZ "On the Protection of the rights of legal entities and individual
entrepreneurs in the exercise of state control (supervision) and municipal
control," the concept of "control" and "supervision"
of a term is used in brackets after the other. In some legal acts, for example,
in the Decree of the Government of the Russian Federation dated June 22, 2007 №
394 "On approval of the Regulation on the implementation of state forest
control and supervision", as we see the term is used by the conjunction
"and."
Third, using only one of the terms. For example, the Government Decree
of February 1, 2006 № 54 "On State Construction Supervision of the Russian
Federation." Now these and other normative legal acts of the offer
consideration in Kazakhstan, primarily the Law of the Republic of Kazakhstan
"On State Control and Supervision", these concepts are considered
separately.
Forest
Code of the Republic of Kazakhstan, in section IV has provided the following
order: "Public administration and supervision in the field of protection,
preservation and use of forest fund, reforestation and afforestation"
(Articles 19-21), that is, the term "control" is considered one.
But,
nevertheless, it should be noted that in some normative-legal acts of the
Russian separated these functions. This situation can be found in the Federal
Law "On General Principles of Local Self-Government in the Russian
Federation", in the "Code of inland waterway transport". Thus, as
noted, MS Netesova, "Legislation to some extent, still separates the
control and supervision, to use a particular term in relation to various
management situations, but it is done in a rather haphazard manner. Such a
situation makes it difficult to build public management control and supervisory
systems and appropriate sanctions".
These findings and our position to some extent correct delineation
highlight issues of control and supervisory functions of the State under the
laws of Kazakhstan, on the basis of the analysis and synthesis of the protected
circle of interests on a scale correlated, respectively, with the interests of
society and the state. In the implementation of control activities of state
priority is to achieve the goals of the normal functioning of the state apparatus.
In the process of supervision of strict performance and compliance with the
applicable laws and regulations, the state acts as an advocate for the
interests of society as its official representative and guarantor of the
security status of settlement and order in the country.
The List of the sources and literature:
1.
Ozhegov S.I., SHvedova K.YU. Explanatory dictionary russian yazyka. - M.:
Russian language, 1994. - 343 s.
2.
The Law of the Republic Kazakhstan "About state checking and control"
from January 6 2011 377-IV.
"Kazakhstan truth" from January 15 2011 13-14 (26434-26435)
3.
The Resolution Government RF from June 22 2007
394 "About approving the Position about realization of the state
timber checking and control". The Meeting legislation to Russian
Federation from July 2 2007 27 cl.
3282.
4.
Netesova M.S. "About delimitation function checking and control in state
management" Journal "Power" February 2002. S.99.