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Jakobson’s Approach to Linguistic Analyses
In
stylistics, the approach to an analysis is that of linguistics. In a first
step, linguistic patterns of a text are identified. In a second step, these
patterns are interpreted for their meanings. This distinguishes stylistics from
literary criticism which prefers an intuitive approach and takes linguistic
form to be of relatively little importance for the meanings of the text. But
also within stylistics, there are different approaches to the systematic
identification of linguistic patterns. These approaches differ in their
analytic techniques and in their goals.
Following
Jakobson's demand in his 'Closing statement' of 1958, one of the basic analytic
principles in stylistics is that the syntagmatic axis of a text, as opposed to
its paradigmatic axis, is analysed for linguistic patterns. Stylistics and much
of linguistics in general follow this proposition, independent of whether prose
or poetry is the object of an analysis. Jakobson himself only discusses the
analysis of poetry in his statement. Nevertheless, his claims and theoretical
insights are also highly relevant to prose and are therefore explained in some
depth in the following paragraphs.
The
starting point of Jakobson's statement is the different functions of language
(emotive, referential, poetic, phatic, metalingual and conative) in a text. A
literary text is characterized by the dominance of the poetic function. Unlike
the other functions, the poetic function focuses on the message of a text.
Therefore, the text's message is the main object of an analysis of a literary
text, so that the focus of the analysis is self-referential as it is based solely
on the text's literary character. The objects of the analysis are linguistic
patterns in the text since, the repetitiveness effected by imparting the
equivalence principle to the sequence makes reiterable not only the constituent
sequences of the poetic message but the whole message as well. This capacity
for reiteration whether immediate or delayed, this reification of a poetic
message and its constituents, this conversion of a message into an enduring
thing, indeed all this represents an inherent and effective property of poetry.
[1, p.371]
Meaning
in a literary text is created by recurrent linguistic patterns such as
parallelisms, for example a rhyme scheme or recurrent grammatical patterns. The
syntagmatic axis of a text encodes its meanings so that the syntagmatic axis is
also the object of an analysis.
While
the poetic function is the most dominant, the other five functions defined by
Jakobson are also relevant for a literary text. However, their analysis is more
prominent when looking at non-literary texts.
Since
linguistic patterns are objective features of a text, Jakobson (1958) states
that also the meaning of a text must be objective. Referring to the phonology
of poems, Jakobson says that, sound symbolism is an undeniably objective
connection between different sensory modes, in particular between the visual
and the auditory experience. [1, p.372]
Consequently,
poetics, which is what is called stylistics today, is 'an objective scholarly
analysis of verbal art' [1, p.352] which analyses formal features of a text,
namely sequences and parallelisms. Following the identification of these formal
patterns, the meanings of a text are extracted from them. The fact that, for
Jakobson, they are objective features of the text, also makes the text's
meanings objective for him. From today's point of view, this objectivity of
meaning can no longer be asserted. Nevertheless, stylistic analyses still focus
on linguistic patterns in a text in order to interpret the text's meanings from
them. This interpretation is a subjective process, however.
Jakobson's
focus on sequences and parallelisms as defining features of literary texts
seems to introduce an empirical component into the analysis of a text. He is
remiss, though, in not defining the number of elements necessary for a sequence
to be considered as such. This causes the paradox that he demands an objective
scientific discipline, but leaves the decision as to what constitutes one of
its defining features to every analyst's personal intuition and interpretation.
This introduces a further subjective element into the analysis of the patterns.
Jakobson's
emphasis on syntagmatic relationships in a text as objects of stylistic
analyses means that the words and phrases the author really uses are analysed.
This procedure stands in contrast to earlier traditional text analyses which
frequently emphasized the paradigmatic axis of a text, that is, different
possible ways of phrasing a content. But according to Jakobson, the meaning of
a text is encoded by the language an author chooses and not by the language an
author could have chosen. A text is the product of the author's decision.
Consequently, 'the poetic function projects the principle of equivalence from
the axis of selection into the axis ofcombination' [1, p.358]. And Jakobson
continues by saying that, equivalence is promoted to the constitutive device of
the sequence. In poetry one syllable is equalized with any other syllable of
the same sequence; (. . .) in poetry the equation is used to build a sequence. [ibid]
Equivalences
in the sense of parallel linguistic features or patterns are the basis of the
syntagmatic organization of a literary text.
Today,
structuralists still look at the syntagmatic axis of a text or corpus. The
principle of equivalence has been broadened, though, to now encompass
linguistic patterns in general. Identifying these patterns is the basis of a
stylistic analysis. This means that an analysis is text-focused and that style
is a textual phenomenon [2].
Jakobson
has defined important parameters of linguistics by emphasizing the significance
of the actual language of a text for an analysis as opposed to the potential
language that could have been chosen for a text. He calls for a text intrinsic
analysis which has the functions of language as its primary analytic objects.
The target of an analysis is no longer the mere description of language, but
the analysis of the functions of language, that is, of its effects on the
receivers. The communicative function of language is now at the centre of linguistic
research.
The
emphasis on the text's poetic function in a stylistic analysis reflects the
focus on communication in linguistic analyses in general. This specific focus,
however, underlines that literary texts differ from other texts by their
self-referentiality as they are characterized by a specific function, the
poetic, which is relevant for every literary text and which can only be deduced
from the text itself. Non-literary texts on the other hand can be characterized
by all other textual functions.
The
variety of analytic techniques in stylistics is, on the one hand, a strength of
the discipline. On the other hand, it also shows that there is no consensus in
linguistics as to where meaning is encoded in language. Cognitive linguists,
namely, argue that cognitive processes have to be included in the analysis of
meaning, while corpus linguists prefer a quantitative approach which can be
tested by other linguists. There is no proof that either of the two theories is
correct, only evidence for the growth of knowledge that is effected by them.
Bibliography:
1.
Jakobson, R. (1958), 'Closing statement: linguistics and poetics', in T. A.
Sebeok (ed.), Style in Language. Cambridge, MA: MIT Press, 1960, pp. 350-77.
2.
Tolcsvai Nagy, G. (1998), 'Quantity and style from a cognitive point of view'.
Journal ofQuantitative Linguistics, 5 (3), 232-9.